1. Source: Simfund as of 12/31/13. Total AUM includes MainStay Funds and MainStay VP Portfolios.
To qualify for the Lipper/Barron's Fund Survey, a fund family must have at least three funds in Lipper's general U.S.-stock category, one in world equity (which combines global and international funds), one mixed-equity fund (which holds stocks and bonds), two taxable-bond funds, and one tax-exempt fund. Fund loads and 12b-1 fees aren't included in the calculation of returns because the aim is to measure the manager's skill. To determine the overall rank for each fund family, Lipper calculates a weighted overall return based on the overall asset mix in Lipper's database.
Source: Barron's, 2/10/14. Overall, MainStay Funds ranked number 28 for the one-year period, 22 for the five-year period, and seven for the 10-year period ended December 31, 2013, out of 64, 55, and 48 fund families, respectively. MainStay ranked number one from among 46 fund families for the 10-year period in 2012.MainStay ranked number three for the 10-year period in 2009, 2010, and 2011 from among 48, 46, and 45 fund families, respectively. MainStay ranked number six from among 48 fund families for the 10-year period in 2008. Past performance is no guarantee of future results, which will vary. All mutual funds are subject to market risk and will fluctuate in value.