Category

	Item	View
	Application: Class I Shares (effective 10/12)
	Application: Coverdell Education Savings Account (effective 11/12/12)
	Application: IRA Account (effective 11/12/12)
	Application: Retail Account (effective 11/12/12)
	Form: 403(b)(7) Distribution Form Shareholders should use this form to take a distribution from their NYLIM 403(b)(7) account (effective 07/10).
	Form: Account Service Establish or change account options. (effective 01/12)
	Form: Additional Investment Make additional investments into an existing account. (effective 04/13)
	Form: Address Change Update your address of record. (effective 04/09)
	Form: Automatic Investment Establish, change and/or suspend the Automatic Investment or Purchase Upon Request option. (effective 05/11)
	Form: Beneficiary Change Add or change beneficiaries on an IRA or 403(b)(7) account. (effective 04/09)
	Form: Certificate of Incumbency Add Trustees to the registration on Non-Incorporated Entities. (effective 06/08)
	Form: Change of Broker Dealer Change the Broker Dealer of record. (effective 06/08)
	Form: Change of Ownership Transfer your non-qualified account to a new non-qualified account registration. (effective 05/13)
	Form: Change of Registered Representative Change the NYLIFE Registered Representative on your MainStay account. (effective 07/09)
	Form: Contribution List Request Establish a contribution list for a group investment program. (effective 08/07)
	Form: Cost Basis Election Form Change or select your cost basis election. (effective 11/11)
	Form: Coverdell Education Savings Account Distribution Request a distribution from an existing Coverdell Education Savings Account. (effective 08/08)
	Form: Coverdell Education Savings Account Transfer Request a transfer from another institution to MainStay. (effective 05/10)
	Form: Dividends and Capital Gains Option Update the dividends and/or capital gains option. (effective 05/11)
	Form: Government Allotment Instructions for Shareholder Servicing Agent Provide authorization to direct a portion of a government employee's payroll into a MainStay Fund. (effective 07/08)
	Form: IRA/SEP/Roth IRA Distribution Request a systematic or one-time distribution from an existing Traditional, SEP or Roth IRA. (effective 01/11)
	Form: IRS Form W-4P: Withholding Certificate for Pension or Annuity Payments Indicate withholding on periodic payments from an IRA or 403(b)(7) account. (effective 02/09)
	Form: IRS Form W8-BEN: For non-resident aliens to report proper share of U.S. taxes paid on U.S. investments. (effective 02/06)
	Form: IRS W-9: Request for Taxpayer Identification Number and Certification Vertify your correct Taxpayer Identification Number. (effective 12/11)
	Form: MI W-4P Indicate withholding on payments from an IRA or 403(b)(7) account originating in the State of Michigan.
	Form: Money Market Checkwriting Service Establish checkwriting on your existing or converted MainStay Money Market Fund. (effective 08/08)
	Form: Name Change Change the name on your account. (effective 01/11)
	Form: Power of Attorney Registration Authorization and Indemnification Add a Power of Attorney to your account. (effective 07/08)
	Form: Redemption / Systematic Withdrawal Add or change a systematic withdrawal plan, or request a one-time redemption. (effective 01/12)
	Form: Retirement Plan Termination Application for Contingent Deferred Sales Charge (CDSC) Waiver Required for Retirement Plans requesting a full liquidation of B-share accounts. (effective 06/08)
	Form: Roth IRA Conversion Form Convert your existing Traditional or SIMPLE IRA with MainStay Funds to a MainStay Roth Conversion IRA (effective 12/09)
	Form: SIMPLE IRA Account Service Establish or change account options on a SIMPLE IRA account. (effective 09/11)
	Form: Systematic Withdrawal Plan to Pay New York Life Insurance Premiums Pay New York Life insurance premiums, NYLIAC premiums, OPP-RIDER premiums, Long-Term Care premiums, and VUL premiums from your MainStay account. (effective 01/12)
	Form: Systematic and One-Time Exchange Add or change a systematic exchange program, or request a one-time exchange. (effective 01/12)
	Form: Traditional IRA, SEP IRA, Roth IRA Direct Rollover/Transfer Use for additional transfers/rollovers into your IRA, SEP IRA, or Roth IRA. (effective 03/12)
	Form: Transfer On Death Establish, replace, or add beneficiaries on an individual or joint tenant account. (effective 04/09)
	Form: Transfer/Registration Change Profile Transfer your non-qualified account to a new non-qualified account registration. (effective 05/13)
	Form: Trustee Certification of Investment Powers-457 Deferred Compensation Trusts Designate the trustee or trustees of a 457 Deferred Compensation Trust to transact business on behalf of the Trust Committee. (effective 07/08)
	Form: Trustee Certification of Investments Powers Individual/Institutional Trusts Designate the trustee or trustees to an Individual or Institutional Trust so they can transact business on behalf of the Trust Committee. (effective 07/10)